Amy GrovitFrank Investments Compliance

Amy is Frank Investment’s Compliance Manager and manages the regulatory services business. She has worked in the financial services industry for 16 years and has experience on both sides of the compliance fence. For the 4 years before Amy joined Frank Investments, she was a Compliance Manager at a large FCA umbrella firm with the main responsibility of monitoring Appointed Representatives. Her clients included Hedge Funds (AIFMD), Wealth Managers, Corporate Finance advisory teams, Private Equity, Advisers to offshore funds and Distributors. Amy started her career at Eldon Capital Management and became Fund Administration Manager responsible for the operational and compliance management of the Investment Manager, UCITS and Hedge Fund. She went with these funds to Hiscox Investment Management and then onto HIM Capital. She holds the Securities & Investment Institute Certificate in Investments and Investment Administration Qualification.

“Make Good”

Jim Edmondson, CEO & Founder